Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-13 |
| TX | RA | APPROVED_RES | 2015-02-05 |
| SD | RA | APPROVED | 1996-11-19 |
Branch Locations
6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States
Indio, CA • United States
Sioux Falls, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sioux Falls | SD | 03/2008 | Present |
(1) NAME OF ENTITY: South Dakota Symphony Orchestra ADDRESS: 301 S Main Ave 4th Fl, Sioux Falls, SD 57104 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01.01.25 CAPACITY: Committee/Council Member DUTIES: I will help to formulate and implement a gift campaign to benefit the South Dakota Symphony Organization. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-27 |
Reach out to this advisor