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William D Fenili

Avaii Wealth Management, LLC

Appleton, WI

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Current Employers
Avaii Wealth Management, Llc

2101 N Casaloma Dr, Appleton, WI 54913 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-14
WI RA APPROVED 2021-08-05
  • TX RA
    APPROVED
    Since 2021-10-14
  • WI RA
    APPROVED
    Since 2021-08-05

Branch Locations

2101 N Casaloma Dr, Appleton, WI 54913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Appleton WI 10/2012 08/2021
Shady Oaks Mobile Home Park, Llc Menasha WI 06/2016 Present
Avaii Wealth Management, Llc Appleton WI 08/2021 Present
Private Client Services Appleton WI 08/2021 09/2023
Previous Registrations
  • 2012-10-01 → 2021-08-03
    J.P. Morgan Securities Llc
    Appleton, WI
    Westerville, OH
    Appleton, WI
    Appleton, WI
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Appleton, WI
    Appleton, WI
  • 2001-10-05 → 2005-07-06
    Banc One Securities Corporation
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-07
S63 Uniform Securities Agent State Law Examination 1990-07-06
  • S66 Uniform Combined State Law Examination
    2000-08-07
  • S63 Uniform Securities Agent State Law Examination
    1990-07-06
Other Names
  • William Dominic Fenili

View on SEC IAPD

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Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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