Frank William Epinger

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 11/2018
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 03/2015 → 11/2018
  Jpmorgan Chase Bank, Na
  Los Angeles, CA
• 11/2019 → 12/2024
  Wedbush Securities Inc.
  Pasadena, CA
• 12/2018 → 10/2019
  Self Employed
  Studio City, CA
• 12/2024 → Present
  Raymond James & Associates, Inc.
  Pasadena, CA

Previous Registrations

• 2019-11-05 → 2024-12-15
  Wedbush Securities Inc.
  Los Angeles, CA
  Studio City, CA
  Pasadena, CA
• 2015-03-12 → 2018-11-26
  J.P. Morgan Securities Llc
  Santa Barbara, CA
  Los Angeles, CA
• 2013-05-21 → 2015-02-25
  Hightower Advisors, Llc
  Los Angeles, CA
• 2009-06-01 → 2013-05-29
  Morgan Stanley
  Pasadena, CA
  Los Angeles, CA
• 2000-10-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Pasadena, CA
  Los Angeles, CA
  Sherman Oaks, CA
  Los Angeles, CA

Other Businesses

(1)Name of Business: Disney Address: 4113 Farmdale Ave., Studio City, CA, 91604, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/21/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-01
• S63 Uniform Securities Agent State Law Examination
  1990-01-19

Other Names

• Frank W Epinger