Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-03-18
TX RA APPROVED_RES 2006-09-22
  • MI RA
    APPROVED
    Since 2010-03-18
  • TX RA
    APPROVED_RES
    Since 2006-09-22

Branch Locations

20 West Washington Street Suite 1, Clarkston, MI 48346 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Clarkston MI 02/2005 Present
  • 02/2005 → Present
    Raymond James & Associates
    Clarkston, MI
Other Businesses

(1)Name of Business: East Jordan Whispering Pines LLC Address: 9300 Warwick Mdws, Grand Blanc, MI, 48439, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Only own property - annual maintenance (2)Name of Business: Funding the Future Address: 1113 Verlan Way, Cheyenne, WY, 82009, United States Activity Type: Non profit Position/Title: Board Member Investment Related: No Start Date: 04/25/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board member, sponsor for concerts at schools, contributor, fundraiser (3)Name of Business: RARD ENTERPRISES LLC Address: 9300 Warwick Mdws, Grand Blanc, MI, 48439, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 10/23/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No responsibilities.\nMy husband is the owner of this business and I am named on the business as a partner/owner for estate planning purposes (4)Name of Business: The Alexander Foundation Address: P.O. Box 594, Grand Blanc, MI, 48439, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/15/2011 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Treasurer, working with CPA for all business conducted and assist in decisions for outside assistance based on assets in the accounts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-05
S63 Uniform Securities Agent State Law Examination 1990-01-18
  • S65 Uniform Investment Adviser Law Examination
    1996-02-05
  • S63 Uniform Securities Agent State Law Examination
    1990-01-18
Other Names
  • Colleen A West

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clarkston, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor