Best Investors Account Sign in
Inactive

Eric R. Foy

Friday Financial

Dubuque, IA

Claim This Profile
Current Employers
Friday Financial

600 Star Brewery Drive Suite 400, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-29
  • IA RA
    APPROVED
    Since 2026-06-29

Branch Locations

600 Star Brewery Drive Suite 400, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Friday Financial Dubuque IA 06/2026 Present
Umb Bank Kansas City MO 01/2025 06/2026
Htlf Denver CO 07/1999 01/2025
  • 06/2026 → Present
    Friday Financial
    Dubuque, IA
  • 01/2025 → 06/2026
    Umb Bank
    Kansas City, MO
  • 07/1999 → 01/2025
    Htlf
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-08
  • S65 Uniform Investment Adviser Law Examination
    2025-03-08

View on SEC IAPD

Other Firms

NATIONS FINANCIAL GROUP, INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
ROSEMEYER MANAGEMENT GROUP
RICHMOND INVESTMENT SERVICES LLC
LPL FINANCIAL LLC
UMB PRIVATE WEALTH MANAGEMENT, LLC
MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

More in Dubuque, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor