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Eric R. Foy

Friday Financial

Dubuque, IA

CRD 8305116

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Employer firm

Friday Financial CRD 329748

$409M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Friday Financial

600 Star Brewery Drive Suite 400, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-29
  • IA RA
    APPROVED
    Since 2026-06-29

Branch Locations

600 Star Brewery Drive Suite 400, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Friday Financial Dubuque IA 06/2026 Present
Umb Bank Kansas City MO 01/2025 06/2026
Htlf Denver CO 07/1999 01/2025
  • 06/2026 → Present
    Friday Financial
    Dubuque, IA
  • 01/2025 → 06/2026
    Umb Bank
    Kansas City, MO
  • 07/1999 → 01/2025
    Htlf
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-08
  • S65 Uniform Investment Adviser Law Examination
    2025-03-08

View on SEC IAPD

Nearby Firms

NATIONS FINANCIAL GROUP, INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT

Nearby Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA

More in Dubuque, IA

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