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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial, Llc | Parsippany | NJ | 06/2026 | Present |
| Summit Financial, Llc | Parsippany | NJ | 09/2022 | 06/2026 |
| Ridge High School | Basking Ridge | NJ | 09/2018 | 06/2022 |
| William Annin Middle School | Basking Ridge | NJ | 09/2017 | 06/2018 |
| Warren Middle School | Warren | NJ | 09/2016 | 06/2017 |
(1) CliPro, LLC: Software Development/Software Services; Owner; Not investment related; Address: 611 South Dupont Highway, Suite 102,Dover, Delaware 19901; Duties: Software Development, Design, Business; website: https://clipro.app/; Start Date: 2/1/2024; 10 hrs. per month devoted to this outside business, 0 hrs. during securities trading. (2) Hoke Financial, LLC: Owner; Investment-related; Business venture with a family member with the intent to do payment processing forsmall businesses - facilitating the payments but not engaging in money transmissions; "connecting the dots" between technology provider, a partner bank and small businesses; Duties: forming relationships with small business owners; general business planning and execution. Address: 909 Rahway Avenue, Union, NJ 07083; Start date: 6/1/2024. 10 hrs. per month devoted to this outside business, 0 hrs. during securities trading. (3) TechBizDevs, LLC: A holding entity for CliPro, LLC - Software Development/Software Services; Owner: Not investment related; Address: 611 South Dupont Highway, Suite 102, Dover, Delaware 19901; Duties: Software Development, Design, Business; Start Date: 2/1/2024; 10 hrs. per month devoted to this outside business; 0 hrs. during securities trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-07 |
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