Ricardo Ulises Cruz

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-06
CA	RA	APPROVED	2026-07-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	11/2023	Present
Allied Universal	Orange	CA	10/2023	11/2023
At&T Mobility Services Llc	Santa Ana	CA	04/2022	06/2023
Charter / Spectrum	City Of Industry	CA	01/2022	03/2022
Bmr Business Solutions Inc / Phoenix Consulting Group	Orange	CA	11/2021	12/2021
Unemployed	Costa Mesa	CA	06/2023	10/2023
Securitas Security Services	Pomona	CA	03/2021	11/2021
7/11, John Shin	Alhambra	CA	11/2020	03/2021
Jack In The Box	Los Angeles	CA	02/2020	06/2020
Unemployed	Alhambra	CA	06/2020	11/2020
El Pollo Loco	Alhambra	CA	11/2019	02/2020
Cal State La	Los Angeles	CA	08/2019	12/2020
Roosevelt High School	Los Angeles	CA	08/2015	06/2019
Bank Of America, N.A.	Newport Beach	CA	06/2026	Present

11/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
10/2023 → 11/2023

Allied Universal

Orange, CA
04/2022 → 06/2023

At&T Mobility Services Llc

Santa Ana, CA
01/2022 → 03/2022

Charter / Spectrum

City Of Industry, CA
11/2021 → 12/2021

Bmr Business Solutions Inc / Phoenix Consulting Group

Orange, CA
06/2023 → 10/2023

Unemployed

Costa Mesa, CA
03/2021 → 11/2021

Securitas Security Services

Pomona, CA
11/2020 → 03/2021

7/11, John Shin

Alhambra, CA
02/2020 → 06/2020

Jack In The Box

Los Angeles, CA
06/2020 → 11/2020

Unemployed

Alhambra, CA
11/2019 → 02/2020

El Pollo Loco

Alhambra, CA
08/2019 → 12/2020

Cal State La

Los Angeles, CA
08/2015 → 06/2019

Roosevelt High School

Los Angeles, CA
06/2026 → Present

Bank Of America, N.A.

Newport Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-04

Other Firms