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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-29 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | San Francisco | CA | 05/2026 | Present |
| Unemployed | San Francisco | CA | 08/2025 | 04/2026 |
| Moody's | San Francisco | CA | 10/2021 | 07/2025 |
| Wells Fargo Bank | San Francisco | CA | 10/2005 | 10/2021 |
1. 5/15/2026 - SHARON CHEN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - San Francisco CA - OBA Start date: 05/14/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 5/15/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - San Francisco CA - OBA Start date: 05/14/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 5/15/2026 - 160 San Carlos LLC - Real Estate Rental - INV REL - San Francisco CA - OBA Start date: 03/31/2011 - 1Hour(s)/Month – 0 Hour(s) During Trading 4. 5/15/2026 - Sharon Chen and Doug Cameron - Real Estate Rental - INV REL - San Francisco CA - OBA Start date: 08/18/2017 - 1Hour(s)/Month – 0 Hour(s) During Trading 5. 5/15/2026 - 141 Lexington LLC - Real Estate Rental - INV REL - San Francisco CA - OBA Start date: 06/01/2016 - 1Hour(s)/Month – 0 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-27 |
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