Sharon Chen

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Lpl Enterprise Llc
  San Francisco, CA
• 08/2025 → 04/2026
  Unemployed
  San Francisco, CA
• 10/2021 → 07/2025
  Moody's
  San Francisco, CA
• 10/2005 → 10/2021
  Wells Fargo Bank
  San Francisco, CA

Other Businesses

1. 5/15/2026 - SHARON CHEN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - San Francisco CA - OBA Start date: 05/14/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 5/15/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - San Francisco CA - OBA Start date: 05/14/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 5/15/2026 - 160 San Carlos LLC - Real Estate Rental - INV REL - San Francisco CA - OBA Start date: 03/31/2011 - 1Hour(s)/Month – 0 Hour(s) During Trading 4. 5/15/2026 - Sharon Chen and Doug Cameron - Real Estate Rental - INV REL - San Francisco CA - OBA Start date: 08/18/2017 - 1Hour(s)/Month – 0 Hour(s) During Trading 5. 5/15/2026 - 141 Lexington LLC - Real Estate Rental - INV REL - San Francisco CA - OBA Start date: 06/01/2016 - 1Hour(s)/Month – 0 Hour(s) During Trading

Exams

• S66 Uniform Combined State Law Examination
  2026-06-27

Other Names

• Sharon Qian Ping Chen