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Frank Congviet Ta

Florida Financial Advisors, LLC

Orlando, FL

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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-21
FL RA APPROVED 2026-05-12
  • TX RA
    APPROVED
    Since 2026-06-21
  • FL RA
    APPROVED
    Since 2026-05-12

Branch Locations

800 N Magnolia Ave Suite 1650, Orlando, FL 32803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Orlando FL 04/2026 Present
N/A Winter Park WV 08/2014 04/2026
  • 04/2026 → Present
    Florida Financial Advisors
    Orlando, FL
  • 08/2014 → 04/2026
    N/A
    Winter Park, WV
Other Businesses

Florida Financial Advisors. Investment Related. 800 N Magnolia Ave, Suite 1650, Orlando, FL 32803. Nature of Business: RIA. Position: Financial Consultant. Start Date: 04/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC. Investment-Related. 800 N Magnolia Ave, Suite 1650, Orlando, FL 32803. Nature of Business: Insurance. Position: Independent Contractor. 04/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Ta-Ke Sushi Bar and Grill. Not investment related. 1421 N Orange Ave, Orlando, FL 32804. Nature of business: Restaurant. Position: Server. Start date: 2/2026. Hours per month: 20. Hours per month trading: 0. Duties: server at a restaurant, so my compensation was based off tips I made for the day.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-28
  • S65 Uniform Investment Adviser Law Examination
    2026-04-28

View on SEC IAPD

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