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Paulina Sepulveda Welcker

Pnc Wealth Management LLC

Coral Gables, FL

CRD 4996375

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-08
MD RA APPROVED 2023-03-08
  • FL RA
    APPROVED
    Since 2024-02-08
  • MD RA
    APPROVED
    Since 2023-03-08

Branch Locations

2811 Ponce De Leon Blvd, Suite 800, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Miami FL 09/2010 01/2021
Unemployed Bethesda MD 02/2021 12/2022
Pnc Investments Llc Palm Beach Gardens FL 01/2023 Present
  • 09/2010 → 01/2021
    Td Ameritrade
    Miami, FL
  • 02/2021 → 12/2022
    Unemployed
    Bethesda, MD
  • 01/2023 → Present
    Pnc Investments Llc
    Palm Beach Gardens, FL
Previous Registrations
  • 2010-10-07 → 2021-01-11
    Td Ameritrade, Inc.
    Coral Gables, FL
    Sunny Isles Beach, FL
    Potomac, MD
    Charlotte, NC
  • 2010-11-04 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Coral Gables, FL
    Sunny Isles Beach, FL
    North Bethesda, MD
  • 2008-02-19 → 2009-02-17
    Coral Gables, FL
  • 2005-10-11 → 2006-06-06
    Morgan Stanley Dw Inc.
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-28
S66 Uniform Combined State Law Examination 2005-10-07
  • S65 Uniform Investment Adviser Law Examination
    2024-01-28
  • S66 Uniform Combined State Law Examination
    2005-10-07
Other Names
  • Paulina Welcker Sepulveda
  • Paulina Sepulveda Welcker
  • Paulina Sepulveda
  • Paulina Sepulveda-Brodie

View on SEC IAPD

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