Cleaton Melvin Lindsey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Troy, MI

Previous Registrations

• 2009-02-20 → 2009-09-08
  Mutual Service Corporation
  Boston, MA
  Troy, MI
  Troy, MI

Other Businesses

1. 6/29/2018 - BDL Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/15/2018 - 600 Hours Per Month/600 Hours During Securities Trading. 2) 04/01/2025 - AQuest Wealth Strategies - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/03/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-08-24
• S63 Uniform Securities Agent State Law Examination
  1998-10-09