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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-07 |
| WA | RA | APPROVED | 2026-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 08/2026 | Present |
| J.P. Morgan Securities Llc | Seattle | WA | 08/2026 | Present |
| Dough Zone | Lynnwood | WA | 01/2026 | Present |
| Equitable Advisors | New York | NY | 05/2026 | 07/2026 |
| Unemployed | Seattle | WA | 02/2025 | 12/2025 |
| Rgen Consulting | Seattle | WA | 09/2021 | 01/2025 |
| Unemployed | Tacoma | WA | 06/2020 | 08/2021 |
| University Of Puget Sound Cwl | Tacoma | WA | 08/2019 | 05/2020 |
| Unemployed | Tacoma | WA | 09/2017 | 07/2019 |
| Three Tomatoes Catering | Denver | CO | 08/2016 | 08/2017 |
NAME OF OTHER BUSINESS:Dough Zone IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:19702 Highway 99,Lynnwood,WA,98036,USA NATURE OF OTHER BUSINESS:Restaurant YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2026-01-26 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:40 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Serving, Hosting, Foodrunning IS THIS A RESIDENTIAL ADDRESS?:No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-03 |
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