Brian Kim

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Seattle, WA
• 08/2026 → Present
  J.P. Morgan Securities Llc
  Seattle, WA
• 01/2026 → Present
  Dough Zone
  Lynnwood, WA
• 05/2026 → 07/2026
  Equitable Advisors
  New York, NY
• 02/2025 → 12/2025
  Unemployed
  Seattle, WA
• 09/2021 → 01/2025
  Rgen Consulting
  Seattle, WA
• 06/2020 → 08/2021
  Unemployed
  Tacoma, WA
• 08/2019 → 05/2020
  University Of Puget Sound Cwl
  Tacoma, WA
• 09/2017 → 07/2019
  Unemployed
  Tacoma, WA
• 08/2016 → 08/2017
  Three Tomatoes Catering
  Denver, CO

Previous Registrations

• 2026-05-22 → 2026-07-28
  Equitable Advisors, Llc
  Bellevue, WA
  Bellevue, WA
  Seattle, WA

Other Businesses

NAME OF OTHER BUSINESS:Dough Zone IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:19702 Highway 99,Lynnwood,WA,98036,USA NATURE OF OTHER BUSINESS:Restaurant YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2026-01-26 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:40 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Serving, Hosting, Foodrunning IS THIS A RESIDENTIAL ADDRESS?:No

Exams

• S66 Uniform Combined State Law Examination
  2026-04-03

Other Names

• Brian Jin Young Kim