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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-11
  • IL RA
    APPROVED
    Since 2026-06-11

Branch Locations

10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Rosemont IL 05/2026 Present
Standard Chartered Bank Singapore Singapore 05/2022 09/2024
Unemployed Glenview IL 07/2014 05/2022
Alinks Llc Glenview IL 08/2014 Present
Brightrock Llc Gllenview IL 10/2015 Present
  • 05/2026 → Present
    Rosemont, IL
  • 05/2022 → 09/2024
    Standard Chartered Bank Singapore
    Singapore
  • 07/2014 → 05/2022
    Unemployed
    Glenview, IL
  • 08/2014 → Present
    Alinks Llc
    Glenview, IL
  • 10/2015 → Present
    Brightrock Llc
    Gllenview, IL
Other Businesses

1. 05/12/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Glenview IL - Inv Related - OBA Start Date: 04/27/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 05/12/2026 - Lucy Xi Lu N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Glenview IL - Inv Related - OBA Start Date: 04/27/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 05/12/2026 - Alinks LLC - Business Entity For Tax/Investment Purposes Only - Glenview IL - Not Inv Related - OBA Start Date: 08/20/2014 - 1 Hour(s)/Month - 0 Hour(s) During Trading 4. 05/12/2026 - Brightrock LLC - Business Entity For Tax/Investment Purposes Only - Glenview IL - Not Inv Related - OBA Start Date: 10/09/2015 - 2 Hour(s)/Month - 0 Hour(s) During Trading 5. 05/12/2026 - Alinks LLC - Real Estate Rental - Glenview IL - Inv Related - OBA Start Date: 08/20/2014 - 1 Hour(s)/Month - 0 Hour(s) During Trading 6. 05/12/2026 - BrightRock LLC - Real Estate Rental - Glenview IL - Inv Related - OBA Start Date: 10/09/2015 - 5 Hour(s)/Month - 0 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-11
  • S66 Uniform Combined State Law Examination
    2026-06-11
Other Names
  • Xi Lu
  • Lucy Xi Lu
  • Xi Lu

View on SEC IAPD

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