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Samuel Lewis Spingola

Fisher Investments

Tampa, FL

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-24
TX RA APPROVED 2026-06-16
  • FL RA
    APPROVED
    Since 2026-06-24
  • TX RA
    APPROVED
    Since 2026-06-16

Branch Locations

3109 W Dr. Martin Luther King Jr. Blvd Suite 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Tampa FL 04/2026 Present
Reliaquest Tampa FL 07/2023 01/2026
Student Stamford CT 01/2015 05/2023
  • 04/2026 → Present
    Fisher Investments
    Tampa, FL
  • 07/2023 → 01/2026
    Reliaquest
    Tampa, FL
  • 01/2015 → 05/2023
    Student
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-16
  • S65 Uniform Investment Adviser Law Examination
    2026-06-16
Other Names
  • Samuel Spingola

View on SEC IAPD

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