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Casie Jean Sparks

Wells Fargo Clearing Services, LLC

Cedar Rapids, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-01-29
  • IA RA
    APPROVED
    Since 2020-01-29

Branch Locations

303 3Rd Avenue Se, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Investment Advisors Cedar Rapids IA 01/2008 12/2016
Diversified Investors Securities Corp. Cedar Rapids IA 12/2009 12/2016
Wells Fargo Clearing Services, Llc Cedar Rapids IA 02/2018 Present
Unemployed Cedar Rapids IA 12/2016 02/2018
  • 01/2008 → 12/2016
    Diversified Investment Advisors
    Cedar Rapids, IA
  • 12/2009 → 12/2016
    Diversified Investors Securities Corp.
    Cedar Rapids, IA
  • 02/2018 → Present
    Wells Fargo Clearing Services, Llc
    Cedar Rapids, IA
  • 12/2016 → 02/2018
    Unemployed
    Cedar Rapids, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-24
S63 Uniform Securities Agent State Law Examination 2005-09-09
  • S66 Uniform Combined State Law Examination
    2020-01-24
  • S63 Uniform Securities Agent State Law Examination
    2005-09-09
Other Names
  • Casie Jean Hettwer

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VALIC FINANCIAL ADVISORS, INC.
ACCEL WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
BFC PLANNING, INC.

Other Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ
THOMAS JOSEPH BURKE
ERIC MICHAEL KAESTNER
KYLE AMBROSE MCLAUGHLIN
BLAKE DANIEL HELMS
Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA

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