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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-06-23 |
Branch Locations
475 Kilvert Street Suite 135, Warwick, RI 02886 • United States
Little Compton, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Warwick | RI | 04/2026 | Present |
| Bristol Community College | Fall River | MA | 09/2016 | 05/2018 |
| Unemployed | Little Compton | RI | 06/2018 | 08/2018 |
| University Of Massachusetts - Dartmouth | Dartmouth | MA | 09/2018 | 12/2021 |
| Rail Explorers | Portsmouth | RI | 05/2019 | 11/2019 |
| Rail Explorers | Portsmouth | RI | 05/2020 | 11/2020 |
| Home Healthsmith Llc | Portsmouth | RI | 06/2021 | 12/2021 |
| Kpmg Llp | Boston | MA | 01/2022 | 12/2025 |
| Unemployed | Little Compton | RI | 01/2026 | 03/2026 |
1. 4/17/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Little Compton RI - OBA Start date: 04/16/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2/ 4/17/2026 - ANDREW AUGUSTUS N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Little Compton RI - OBA Start date: 04/16/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-22 |
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