Leigh Dean

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 03/2018
  Northwesternmutual Investment Services, Llc
  Albuquerque, NM
• 01/2012 → 03/2018
  Bradley E Justice
  Albuquerque, NM
• 03/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Albuquerque, NM

Other Businesses

I*1351254For profit or not for profit: Name of outside business organization: Atletico NM Futbol ClubInvestment related: NAddress of business: OBA, OBA, OBANature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Team Manager for my Son's club soccer team

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-25
• S63 Uniform Securities Agent State Law Examination
  2006-01-17

Other Names

• Leigh Dean
• Leigh Dean
• Leigh Myers