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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-04-14 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cno Financial | Carmel | IN | 05/2025 | 04/2026 |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 04/2026 | Present |
| Butler University | Indianapolis | IN | 08/2021 | 05/2025 |
| Providence High School | Clarksville | IN | 08/2018 | 05/2021 |
| Holy Family School | New Albany | IN | 08/2006 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-11 |
| S65 | Uniform Investment Adviser Law Examination | 2025-02-01 |
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