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1215 Fourth Avenue Suite 2200, Seattle, WA 98161 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-06-08 |
Branch Locations
1215 Fourth Avenue Suite 2200, Seattle, WA 98161 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westchase District | Houston | TX | 01/2024 | 10/2025 |
| Buc-Ee's | Katy | TX | 04/2023 | 11/2023 |
| Cyclegear | Katy | TX | 09/2023 | 04/2024 |
| Iron Supply Powersports | Katy | TX | 08/2022 | 09/2023 |
| Fedex | Cypress | TX | 11/2021 | 08/2022 |
| Bass Pro Shops | Katy | TX | 09/2019 | 10/2021 |
| Wafd Wealth, Inc. | Seattle | WA | 12/2025 | Present |
| Little Caesars | Richmond | TX | 05/2019 | 09/2019 |
| Katy High School | Katy | TX | 09/2015 | 04/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-06 |
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