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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Wealth Wave | Alpharetta | GA | 02/2020 | Present |
| Transamerica Financial Advisors, Llc | Portland | OR | 03/2026 | Present |
| World Financial Group Insurance Agency | Portland | OR | 09/2018 | Present |
| Smitty's Inc./Star Ratings Usa | Dallas | OR | 03/2014 | 02/2022 |
| Self Employed | Corvallis | OR | 07/2008 | 08/2024 |
| Notary | Dallas | OR | 03/2020 | Present |
| Inheritguard | Unknown | CA | 01/2025 | Present |
| Insurance Solutions For Affiliated Agents Llc | Las Vegas | NV | 12/2024 | Present |
| Eagle Business Consulting | Blunt | SD | 09/2023 | Present |
| Netlaw | Louisville | KY | 09/2021 | 11/2023 |
| Legacy Shield | Ponte Vedra Beach | FL | 11/2018 | 02/2021 |
Name: Notary / Investment Related - No / Date: 03:2020 / Hrs (Month): 1 / Hrs (Day): 0 / Activity: Notarize documents. Name: InheritGuard / Investment Related - No / Date: 01:2025 / Hrs (Month): 2 / Hrs (Day): 0 / Activity: Screen clients for basic estate plans and refer clients who need custom plans Name: Insurance Solutions for Affiliated Agents LLC / Investment Related - No / Date: 12:2024 / Hrs (Month): 1 / Hrs (Day): 0 / Activity: Refer clients who would like to shop various kinds of insurance. Name: Eagle Business Consulting / Investment Related - No / Date: 09:2023 / Hrs (Month): 1 / Hrs (Day): 0 / Activity: Refer clients who want to learn more about their services Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC. The Wealth Wave is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency an insurance agency affiliate of Transamerica Financial Advisors, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2026-04-14 |
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