Inactive

Frank Charles Windt

Spectrum Investment Advisors, Inc.

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Current Employers

Spectrum Investment Advisors, Inc.

6329 West Mequon Road, Mequon, WI 53092 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2026-04-27

WI RA
APPROVED

Since 2026-04-27

Branch Locations

6329 West Mequon Road, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schenck Sc	Milwaukee	WI	04/2005	09/2019
Cliftonlarsonallen	Milwaukee	WI	09/2019	06/2025
Retired	Greenfield	WI	06/2025	Present

04/2005 → 09/2019

Schenck Sc

Milwaukee, WI
09/2019 → 06/2025

Cliftonlarsonallen

Milwaukee, WI
06/2025 → Present

Retired

Greenfield, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-27

S65 Uniform Investment Adviser Law Examination

2026-04-27

View on SEC IAPD

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