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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-13
CA RA APPROVED 2026-06-29
  • TX RA
    APPROVED
    Since 2026-08-13
  • CA RA
    APPROVED
    Since 2026-06-29

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2026 Present
Arizona Medicare Helpers Tucson AZ 03/2021 03/2026
Insurus Tucson AZ 06/2019 02/2021
Unemployed Tucson AZ 06/2018 06/2019
Abc Insurance Tucson AZ 03/2016 09/2018
  • 03/2026 → Present
    Chandler, AZ
  • 03/2021 → 03/2026
    Arizona Medicare Helpers
    Tucson, AZ
  • 06/2019 → 02/2021
    Insurus
    Tucson, AZ
  • 06/2018 → 06/2019
    Unemployed
    Tucson, AZ
  • 03/2016 → 09/2018
    Abc Insurance
    Tucson, AZ
Other Businesses

Direct Sales with Amway. Not investment related, Ada, Michigan, Direct sales of wellness and home products, independent distributor, affiliated with Amway company 03/2014. Not Actively working any hours, no hours during securities trading hours. Not actively working , just registered as an independent distributor. Only purchasing products for personal use.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
  • S66 Uniform Combined State Law Examination
    2026-06-29

View on SEC IAPD

Other Firms

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