Stephen Michael Houg

Current Employers

Employment History

• 11/1998 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 11/1998 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 10/2013 → Present
  Guide Financial Group
  Urbandale, IA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Urbandale, IA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-09-30 → 2023-08-10
  Securian Financial Services, Inc.
  St Paul, MN
  Urbandale, IA
  West Des Moines, IA
  West Des Moines, IA
  Cedar Rapids, IA
  St. Paul, MN
• 1999-01-18 → 2004-12-31
  Cauldwell Financial Group Inc
  West Des Moines, IA

Other Businesses

1) FINANCIAL PEACE UNIVERSITY POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: , Urbandale IA , United States DESCRIPTION: Volunteer 2) GUIDE FINANCIAL GROUP POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2014 ADDRESS: , Urbandale IA , United States DESCRIPTION: Agent/Broker 3) SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker 4) NAME OF OTHER BUSINESS: HOUG PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: 2229 E. GRANTVIEW DR. CORALVILLE, IA 52241 NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL OF TOWN HOME; 5) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES, START DATE:03/2004, POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS AS NEEDED FOR CLIENTS.; 6) NAME OF OTHER BUSINESS: ALPHA WOMEN'S CENTER; INVESTMENT RELATED: NO; ADDRESS: 114 SW STATE ST ANKENY, IA 50023; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND 4-6 BOARD MEETINGS PER YEAR;

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-11

Designations