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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-05-29 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
16817 Duluth Ave Se Ste 1, Prior Lake, MN 55372 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Prior Lake | MN | 03/2026 | Present |
| Wells Fargo Bank, Na | Prior Lake | MN | 01/2025 | Present |
| Discount Tire | Maple Grove | MN | 07/2022 | 12/2024 |
| Golden Valley Country Club | Golden Valley | MN | 01/2020 | 07/2022 |
| Clive's Roadhouse | Rogers | MN | 01/2018 | 01/2020 |
| Three Rivers Park Reserve | Maple Grove | MN | 01/2017 | 01/2018 |
| Maple Grove Community Center | Maple Grove | MN | 07/2016 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-01 |
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