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Lara Anne Pokutta

Ubs Financial Services Inc.

Newport Beach, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-29
  • CA RA
    APPROVED
    Since 2026-05-29

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport Beach CA 03/2026 Present
Lincoln International Frankfurt 07/2025 09/2025
Alliance Bernstein Nashville TN 06/2024 08/2024
Vanderbilt University Nashville TN 08/2023 06/2024
Swarovski New York NY 06/2023 08/2023
Vanderbilt University Nashville TN 08/2024 05/2025
Unemployed Palo Alto CA 09/2025 03/2026
Vanderbilt University Nashville TN 08/2022 05/2025
Henry M Gunn High School Palo Alto CA 07/2017 05/2021
Chapman University Orange CA 07/2021 05/2022
Terman Middle School Palo Alto CA 07/2014 05/2017
  • 03/2026 → Present
    Ubs Financial Services Inc.
    Newport Beach, CA
  • 07/2025 → 09/2025
    Lincoln International
    Frankfurt
  • 06/2024 → 08/2024
    Alliance Bernstein
    Nashville, TN
  • 08/2023 → 06/2024
    Vanderbilt University
    Nashville, TN
  • 06/2023 → 08/2023
    Swarovski
    New York, NY
  • 08/2024 → 05/2025
    Vanderbilt University
    Nashville, TN
  • 09/2025 → 03/2026
    Unemployed
    Palo Alto, CA
  • 08/2022 → 05/2025
    Vanderbilt University
    Nashville, TN
  • 07/2017 → 05/2021
    Henry M Gunn High School
    Palo Alto , CA
  • 07/2021 → 05/2022
    Chapman University
    Orange, CA
  • 07/2014 → 05/2017
    Terman Middle School
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-13
  • S66 Uniform Combined State Law Examination
    2026-04-13

View on SEC IAPD

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PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
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J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
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