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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-12 |
| CA | RA | APPROVED | 2026-04-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vista | CA | 02/2026 | Present |
| Tino And Sons Drywall Finishers | Escondido | CA | 06/2024 | 01/2026 |
| Unemployed | Escondido | CA | 06/2023 | 06/2024 |
| Rudolph And Sletten, Inc | San Diego | CA | 12/2021 | 06/2023 |
| Unemployed | Escondido | CA | 06/2021 | 12/2021 |
| Bank Of America | San Marcos | CA | 12/2012 | 06/2021 |
| Bank Of America, N.A. | Vista | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2026-01-13 |
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