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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-11 |
| WI | RA | APPROVED | 2026-05-23 |
Branch Locations
1270 Westhill Blvd Ste A, Appleton, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Sheboygan | WI | 02/2026 | Present |
| Acuity, A Mutual Insurance Company | Sheboygan | WI | 06/2021 | 02/2026 |
| Trane Technologies | La Crosse | WI | 01/2020 | 05/2021 |
| Kallista | Sheboygan Falls | WI | 06/2018 | 08/2019 |
| Kohler Company / Whistling Straits | Town Of Mosel | WI | 06/2017 | 08/2017 |
| Sheboygan North High School | Sheboygan | WI | 09/2013 | 06/2017 |
| University Of Wisconsin La Crosse | La Crosse | WI | 09/2017 | 05/2021 |
| Unemployed | Sheboygan | WI | 05/2021 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-22 |
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