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Sequent Planning, LLC CRD 160381
$589M regulatory AUM 13 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8807 Indian Hills Drive, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-03-25 |
Branch Locations
8501 E. Princess Drive Suite 210, Scottsdale, AZ 85255 • United States
8807 Indian Hills Drive, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Futurity First Insurance Group | Scottsdale | AZ | 08/2012 | Present |
| Proequities, Inc | Scottsdale | AZ | 09/2012 | 04/2018 |
| Securities America, Inc. | Scottsdale | AZ | 03/2018 | 03/2020 |
| Securities America Advisors | Scottsdale | AZ | 03/2018 | 03/2020 |
| Sequent Planning, Llc | Scottsdale | AZ | 03/2020 | Present |
| Investment Advisors | Scottsdale | AZ | 11/2012 | 04/2018 |
1) INSURANCE AGENT - 09/2004 TO PRESENT. INVESTMENT RELATED. 8501 E PRINCESS DRIVE, SUITE 210, SCOTTSDALE, AZ 85255. 5% OF TIME SPENT ON THIS ACTIVITY. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 2) Futurity First Insurance Group / DBA Position: Financial Planner - Nature: I am employed by Futurity First Insurance Group but receive no compensation from them. I receive all of my compensation as 1099 income from the broker-dealer - Investment Related: No - Hours: 5 Securities Trading Hours: 0 - Start Date: 08/15/2012 - Address: 8501 E Princess Dr., Suite 210, Scottsdale AZ 85255, United States
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-26 |
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