Thomas Russell Bugbee

Current Employers

Employment History

• 08/2012 → Present
  Futurity First Insurance Group
  Scottsdale, AZ
• 09/2012 → 04/2018
  Proequities, Inc
  Scottsdale, AZ
• 03/2018 → 03/2020
  Securities America, Inc.
  Scottsdale, AZ
• 03/2018 → 03/2020
  Securities America Advisors
  Scottsdale, AZ
• 03/2020 → Present
  Sequent Planning, Llc
  Scottsdale, AZ
• 11/2012 → 04/2018
  Investment Advisors
  Scottsdale, AZ

Previous Registrations

• 2018-04-13 → 2020-03-12
  Securities America Advisors, Inc.
  Scottsdale, AZ
• 2012-11-02 → 2018-04-23
  Concourse Financial Group Securities, Inc.
  Scottsdale, AZ
  Middletown, CT
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2011-09-12 → 2012-05-11
  Lpl Financial Llc
  Scottsdale, AZ
• 2009-01-21 → 2011-08-11
  Usaa Financial Planning Services
  Phoenix, AZ

Other Businesses

1) INSURANCE AGENT - 09/2004 TO PRESENT. INVESTMENT RELATED. 8501 E PRINCESS DRIVE, SUITE 210, SCOTTSDALE, AZ 85255. 5% OF TIME SPENT ON THIS ACTIVITY. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 2) Futurity First Insurance Group / DBA Position: Financial Planner - Nature: I am employed by Futurity First Insurance Group but receive no compensation from them. I receive all of my compensation as 1099 income from the broker-dealer - Investment Related: No - Hours: 5 Securities Trading Hours: 0 - Start Date: 08/15/2012 - Address: 8501 E Princess Dr., Suite 210, Scottsdale AZ 85255, United States

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-13
• S63 Uniform Securities Agent State Law Examination
  2005-08-26

Designations

Other Names

• Tom Bugbee