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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-12
  • MI RA
    APPROVED
    Since 2026-06-12

Branch Locations

103 E Main St, Milan, MI 48160 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Washtenaw Community College Ann Arbor MI 09/2022 12/2024
Eastern Michigan University Ypsilanti MI 01/2025 05/2026
Moldpro Milan MI 02/2026 Present
Milan High School Milan MI 09/2018 09/2022
Milan Middle School Milan MI 09/2015 09/2018
Caballero Financial Advisory Milan MI 02/2026 Present
Cetera Wealth Services, Llc El Segundo CA 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2026 Present
  • 09/2022 → 12/2024
    Washtenaw Community College
    Ann Arbor, MI
  • 01/2025 → 05/2026
    Eastern Michigan University
    Ypsilanti, MI
  • 02/2026 → Present
    Moldpro
    Milan, MI
  • 09/2018 → 09/2022
    Milan High School
    Milan, MI
  • 09/2015 → 09/2018
    Milan Middle School
    Milan, MI
  • 02/2026 → Present
    Caballero Financial Advisory
    Milan, MI
  • 02/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: CABALLERO FINANCIAL ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: MOLDPRO INVESTMENT RELATED: NO ADDRESS: 247 W MAIN STREET MILAN, MI 48160 NATURE OF BUSINESS: MOLD REMEDIATION START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: GENERAL LABORER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: LABORER IN THE EFFORT OF MOLD REMEDIATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-11
  • S66 Uniform Combined State Law Examination
    2026-06-11

View on SEC IAPD

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