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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-10-07
TX RA APPROVED 2025-10-07
  • MI RA
    APPROVED
    Since 2025-10-07
  • TX RA
    APPROVED
    Since 2025-10-07

Branch Locations

103 E Main St, Milan, MI 48160 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 07/2015 12/2022
Ameriprise Financial Services, Llc Milan MI 12/2022 10/2025
Cetera Wealth Services Llc El Segundo CA 10/2025 Present
Cetera Investment Advisers Llc Schaumburg CA 10/2025 Present
Milan Area Schools Milan MI 12/2022 Present
Caballero Financial Advisory Milan MI 12/2022 Present
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: MILAN AREA SCHOOLS INVESTMENT RELATED: NO ADDRESS: 200 BIG RED DR, MILAN, MI 48160 NATURE OF BUSINESS: SCHOOL START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: WRESTLING COACH APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: WRESTLING COACH, TEACH WRESTLING; 3. NAME OF OTHER BUSINESS: CABALLERO FINANCIAL ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNER OF CABALLERO FINANCIAL, PROVIDE FINANCIAL GUIDANCE, TRADES, INSURANCE, ETC;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-27
  • S66 Uniform Combined State Law Examination
    2015-10-27
Other Names
  • Adam Caballero
  • Adam Tito Caballero

View on SEC IAPD

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