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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-10-07 |
| TX | RA | APPROVED | 2025-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 07/2015 | 12/2022 |
| Ameriprise Financial Services, Llc | Milan | MI | 12/2022 | 10/2025 |
| Cetera Wealth Services Llc | El Segundo | CA | 10/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | CA | 10/2025 | Present |
| Milan Area Schools | Milan | MI | 12/2022 | Present |
| Caballero Financial Advisory | Milan | MI | 12/2022 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: MILAN AREA SCHOOLS INVESTMENT RELATED: NO ADDRESS: 200 BIG RED DR, MILAN, MI 48160 NATURE OF BUSINESS: SCHOOL START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: WRESTLING COACH APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: WRESTLING COACH, TEACH WRESTLING; 3. NAME OF OTHER BUSINESS: CABALLERO FINANCIAL ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNER OF CABALLERO FINANCIAL, PROVIDE FINANCIAL GUIDANCE, TRADES, INSURANCE, ETC;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-27 |
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