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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-28
  • NC RA
    APPROVED
    Since 2026-05-28

Branch Locations

5587 Garden Village Way Suite E, Greensboro, NC 27410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Greensboro NC 02/2026 Present
Epic Chophouse Greensboro NC 11/2025 01/2026
Whitestone: A Masonic And Eastern Star Community Greensboro NC 05/2020 05/2025
Inner Banks Inn Edenton NC 06/2019 03/2020
Albemarle Plantation Hertford NC 05/2018 06/2019
Patricia's Grille Hertford NC 11/2014 05/2018
Unemployed Greensboro NC 06/2025 10/2025
  • 02/2026 → Present
    Greensboro, NC
  • 11/2025 → 01/2026
    Epic Chophouse
    Greensboro, NC
  • 05/2020 → 05/2025
    Whitestone: A Masonic And Eastern Star Community
    Greensboro, NC
  • 06/2019 → 03/2020
    Inner Banks Inn
    Edenton, NC
  • 05/2018 → 06/2019
    Albemarle Plantation
    Hertford, NC
  • 11/2014 → 05/2018
    Patricia's Grille
    Hertford, NC
  • 06/2025 → 10/2025
    Unemployed
    Greensboro, NC
Other Businesses

1. 02/17/2026 - JONATHAN SZARKE, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Greensboro, NC - OBA Start Date: 01/30/2026 2. 2/17/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Greensboro , NC - OBA Start Date: 01/30/2026 3. 07/07/2026-Spark Driver-Independent Contractor-Outside/W-2 Employment-Not inv related-At Bentonville, AR-Start date 05/26/2026-60hrs/mth-0hrs/mth during trading 4. 07/7/2026-Uber Technologies-Independent Contractor-Outside/W-2 Employment-Not inv related-At San Francisco, CA-Start date 03/27/2026-40hrs/mth-0hrs/mth during trading 5. 07/07/2026-Lyft-Independent Contractor-Rideshare-Not inv related-At San Francisco, CA-Start date 03/22/2026-40hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-26
  • S66 Uniform Combined State Law Examination
    2026-05-26

View on SEC IAPD

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