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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-06-02 |
Branch Locations
8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States
2011 Concord Pike, Wilmington, DE 19803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wilmington | DE | 02/2026 | Present |
| Wells Fargo Bank, Na | Wilmington | DE | 02/2026 | Present |
| Truist Bank | Kennett Square, And West Chester (10/2023-02/2025) | PA | 10/2023 | 02/2026 |
| Pnc Bank | Wilmington | DE | 08/2022 | 09/2023 |
| Goldey-Beacom College | Wilmington | DE | 03/2022 | 08/2022 |
| Goldey-Beacom College | Wilmington | DE | 05/2020 | 03/2022 |
| Olive Garden | Wilmington | DE | 09/2021 | 08/2023 |
| Olive Garden | Wilmington | DE | 08/2024 | 05/2025 |
| Delaware College Scholars | Wilmington | DE | 06/2021 | 07/2021 |
| Cuzino's Pizza | Wilmington | DE | 06/2016 | 06/2021 |
| Concord High School | Wilmington | DE | 08/2015 | 06/2019 |
| Goldey-Beacom College | Wilmington | DE | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2026-04-07 |
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