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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-18 |
| TX | RA | APPROVED | 2026-03-11 |
Branch Locations
3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Tampa | FL | 02/2026 | Present |
| Pathward Financial | Philadephia | PA | 07/2024 | 07/2025 |
| Jp Morgan | Newark | DE | 06/2023 | 08/2023 |
| Unemployed | Philadelphia | PA | 07/2025 | 02/2026 |
| University Of Delaware | Newark | DE | 08/2020 | 05/2024 |
| Lasalle College High School | Wyndmoor | PA | 08/2016 | 05/2020 |
- Sport House Agency - Not investment related - 7642 Avalon Blvd Alpharetta, GA 30009 - Sports Agency - Football Coordinator - Consultant - 1/1/2026 - 30 hours a month - 0 hours during securities trading hours - Scout and research athletes by watching online film and doing online research
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-11 |
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