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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-13 |
| PA | RA | APPROVED | 2022-06-13 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
100 N 18Th St 22Nd Fl [Wealth Mgmt], Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Philadelphia | PA | 12/2002 | Present |
| Wells Fargo Clearing Services | Philadelphia | PA | 10/2021 | Present |
LEGAL/ATTORNEY/PARALEGAL; NOT INV RELATED;HARRISBURG,PA; START DATE: 09/01/1998; 1.5 HRS PER MONTH; 1.5 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-13 |
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