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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-02-21 |
| TX | RA | APPROVED_RES | 2020-02-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F Edwards & Co | Wichita | KS | 05/2011 | 01/2020 |
| Wells Fargo Clearing Services Llc | Wichita | KS | 01/2020 | Present |
RAFA INVESTMENTS LLC, NOT INV RELATED, WICHITA, KS, 100% OWNERSHIP, START 12/12/2019, 5 HOURS PER MONTH, ZERO DURING TRADING, FAMILY RANCH. KANSAS GRASS FED ANGUS LLC, INV RELATED, WICHITA, KS, 100% OWNERSHIP, START 7/29/2022, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, CATTLE BUSINESS. WICHITA STATE UNIVERSITY SCHOOL OF BUSINESS; NOT INV. RELAGED; WICHITA, KS; ECONOMICS DEPARTMENT ADVISORY BOARD MEMBER; START DATE 12/9/2020; 4 HOURS PER YEAR; 0 HOURS DURING BUSINESS; DUTIES: ATTEND MEETINGS TO DISCUSS DEPARTMENT UPDAE, OPPORTUNITIES, NETWORKING GROUPS, SPEAKER SERIES IN THE AREA, AND THE OTHER ACTIVITIES THAT OUR STUDENTS SHOULD BE MORE AWARE OF AND PARTICIPATE IN.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-27 |
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