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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-06-11 |
| AZ | RA | APPROVED | 2026-04-13 |
| CA | RA | APPROVED | 2026-03-13 |
Branch Locations
5080 North 40Th St. Suite 400, Phoenix, AZ 85018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Tempe | Tempe | AZ | 08/2007 | 03/2026 |
| Park Avenue Securites | Phoenix | AZ | 03/2026 | Present |
| Guardian Life Insurace Company Of America | Phoenix | AZ | 03/2026 | Present |
1) Insurance sales outside of Guardian. Start date 02/23/2026; address 1647 E. Broadmor Dr, Tempe Arizona 85282; 2 hrs per month. 2 hrs during trading hours. yes investment related; 10-25% annual comp 2)1020 Property Solutions; start date 03/19/2021; 835 W. Warner Road #101-225, Gilbert, AZ, 85233; 2 hours per month, 0 during trading hours. yes investment related; -0-10% annual comp 3) City of Tempe Police Officer; start date 08/27/2007; 120 E. 5th Street, Tempe Az 85281; 160hours per month, 160 hrs during trading hours; not investment related; 76-100% annual comp.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-27 |
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