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3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-02-19 |
Branch Locations
3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nashville Predators | Nashville | TN | 07/2013 | Present |
| Brookwood Investment Group | Phoenix | AZ | 02/2026 | Present |
1) Laurel Hill Partners LLC; Is the business investment related: Yes; Location of the business: 402 LAUREL HILLS DR Mount Juliet TN 37122-8406 United States; Description of the business: Friends and family Multimember LLC, multi member LLC that holds publicly traded companies; Position Title: founder manager ; Start date with business: 2021-09-15; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 1; 2) Nashville Predators; Is the business investment related: No; Location of the business: 501 Broadway Nashville TN 37203 United States; Description of the business: Hockey team; Position Title: Asst Athletic trainer massage therapist; Start date with business: 2013-07-01; Hours per month devoted to business during trading hours: 80; Hours per month devoted to business outside trading hours: 80; Percentage of total yearly compensation expected to be derived from the business: 90; 3) Roy Matlock Jr and Associates ; Is the advisory affiliate principal control person: No; Entail service on board of directors for a publicly traded company: No; Is the business investment related: Yes; Location of the business: 1802 williamson ct. Suite 101 brentwood tn 37027 United States; Description of the business: Advisor and insurance ; Position Title: agent; Responsibilities Duties: life insurance ; Start date with business: 2025-08-29; Hours per month devoted to business during trading hours: 6; Hours per month devoted to business outside trading hours: 6; Percentage of total yearly compensation expected to be derived from the business: 5; Will an IRS form for income earned be received: Yes; 4) Am-pow ventures LLC; Is the business investment related: No; Location of the business: 402 LAUREL HILLS DR Mount Juliet TN 37122-8406 United States; Description of the business: Athletic Training; Position Title: president ; Start date with business: 2017-04-01; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 4;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-04 |
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