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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-02
  • AZ RA
    APPROVED
    Since 2026-07-02

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Varsity Tavern Tempe AZ 10/2024 Present
Renaissance Financial Phoenix AZ 02/2026 Present
Villa Sport Athletic Club And Spa Beaverton OR 06/2021 08/2024
Arizona State University Tempe AZ 08/2022 Present
Mountainside Highschool Beaverton OR 09/2018 05/2022
Highland Park Middle School Beaverton OR 09/2015 06/2018
Cetera Wealth Services, Llc El Segundo CA 02/2026 Present
Cetera Investment Advisers Llc Scahumburg IL 06/2026 Present
  • 10/2024 → Present
    Varsity Tavern
    Tempe, AZ
  • 02/2026 → Present
    Renaissance Financial
    Phoenix, AZ
  • 06/2021 → 08/2024
    Villa Sport Athletic Club And Spa
    Beaverton, OR
  • 08/2022 → Present
    Arizona State University
    Tempe, AZ
  • 09/2018 → 05/2022
    Mountainside Highschool
    Beaverton, OR
  • 09/2015 → 06/2018
    Highland Park Middle School
    Beaverton, OR
  • 02/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2026 → Present
    Scahumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: VARSITY TAVERN; INVESTMENT RELATED: NO; ADDRESS: 501 S MILL AVE, TEMPE, AZ 85281; NATURE OF BUSINESS: BAR / FOOD AND BEVERAGE; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: BARBACK; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SET UP BARS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-23
  • S66 Uniform Combined State Law Examination
    2026-06-23

View on SEC IAPD

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