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9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-09 |
| OH | RA | APPROVED | 2020-06-12 |
Branch Locations
9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2006 | 06/2020 |
| Octavia Wealth Advisors, Llc | Cincinnati | OH | 06/2020 | Present |
| Octavia Risk Management, Llc | Cincinnati | OH | 06/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc | Cincinnati | OH | 06/2020 | Present |
1) Justin Setzekorn is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. Business is conducted from 9999 Carver Road, Suite 130, Cincinnati, Ohio 45242. Approximately 95% of Justin Setzekorn's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 06/2020; implementation of insurance products; 9999 Carver Road, Suite 130, Cincinnati, Ohio 45242; less than 5% of time per moth. 3) Setzekorn Family Limited Partnership. Not investment related. 48 Mission ave, Dayton, OH 45419. Family owned land, Passive, Inheritance. None, future inheritance. 2009. 0 hrs/mnth. 0 hrs/ trading hrs. Land inherited from Grandfather, put into family limited partnership. I am a silent partner. The land may generate $5,000 - $10,000 rent per year, all of which goes into maintaining or up keep for the land. I receive no annual distribution.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-18 |
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