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Current Employers
Octavia Wealth Advisors Llc

9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-09
OH RA APPROVED 2020-06-12
  • TX RA
    APPROVED
    Since 2024-01-09
  • OH RA
    APPROVED
    Since 2020-06-12

Branch Locations

9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2006 06/2020
Octavia Wealth Advisors, Llc Cincinnati OH 06/2020 Present
Octavia Risk Management, Llc Cincinnati OH 06/2020 Present
Purshe Kaplan Sterling Investments, Inc Cincinnati OH 06/2020 Present
  • 01/2006 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2020 → Present
    Cincinnati, OH
  • 06/2020 → Present
    Octavia Risk Management, Llc
    Cincinnati, OH
  • 06/2020 → Present
    Purshe Kaplan Sterling Investments, Inc
    Cincinnati, OH
Previous Registrations
Other Businesses

1) Justin Setzekorn is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. Business is conducted from 9999 Carver Road, Suite 130, Cincinnati, Ohio 45242. Approximately 95% of Justin Setzekorn's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 06/2020; implementation of insurance products; 9999 Carver Road, Suite 130, Cincinnati, Ohio 45242; less than 5% of time per moth. 3) Setzekorn Family Limited Partnership. Not investment related. 48 Mission ave, Dayton, OH 45419. Family owned land, Passive, Inheritance. None, future inheritance. 2009. 0 hrs/mnth. 0 hrs/ trading hrs. Land inherited from Grandfather, put into family limited partnership. I am a silent partner. The land may generate $5,000 - $10,000 rent per year, all of which goes into maintaining or up keep for the land. I receive no annual distribution.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-14
S63 Uniform Securities Agent State Law Examination 2005-07-18
  • S65 Uniform Investment Adviser Law Examination
    2006-02-14
  • S63 Uniform Securities Agent State Law Examination
    2005-07-18
Designations

View on SEC IAPD

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