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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-06-26 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
12516 Totem Lake Blvd Ne Bldg L, Kirkland, WA 98034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Kirkland | WA | 01/2026 | Present |
| Wells Fargo Bank, Na | Kirkland | WA | 01/2026 | Present |
| Bank Of America | Seattle | WA | 09/2019 | 01/2026 |
| Cornell And Associates | Seattle | WA | 01/2017 | 05/2020 |
| Chipotle | Seattle | WA | 10/2016 | 07/2019 |
| Grand Finale | Cincinnati | OH | 01/2013 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-20 |
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