Kwang Jin Lee

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-05-21

VA RA
APPROVED

Since 2026-05-21

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

14011D Saint Germain Dr, Centreville, VA 20121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Centreville	VA	01/2026	Present
Wells Fargo Bank, Na	Centreville	VA	02/2014	Present

01/2026 → Present

Wells Fargo Clearing Services, Llc

Centreville, VA
02/2014 → Present

Wells Fargo Bank, Na

Centreville, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-05-20
S63	Uniform Securities Agent State Law Examination	2026-04-23

S65 Uniform Investment Adviser Law Examination

2026-05-20
S63 Uniform Securities Agent State Law Examination

2026-04-23

Other Names

Kwangjin Lee

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews