Best Investors Account Sign in

Derek Bufano

Charles Schwab & Co., Inc.

Mt Kisco, NY

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-30
  • NY RA
    APPROVED
    Since 2026-03-30

Branch Locations

77 South Moger Ave, Mt Kisco, NY 10549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metro Physical Therapy Buchanan NY 06/2024 12/2025
Marist College Poughkeepsie NY 09/2022 05/2024
Panera Bread Mohegan Lake NY 01/2021 08/2022
Full Time Education Rochester NY 09/2019 12/2020
Full Time Education Bronx NY 09/2015 06/2019
Charles Schwab & Co., Inc Mount Kisco NY 02/2026 Present
Charles Schwab Bank Mount Kisco NY 02/2026 Present
  • 06/2024 → 12/2025
    Metro Physical Therapy
    Buchanan, NY
  • 09/2022 → 05/2024
    Marist College
    Poughkeepsie, NY
  • 01/2021 → 08/2022
    Panera Bread
    Mohegan Lake, NY
  • 09/2019 → 12/2020
    Full Time Education
    Rochester, NY
  • 09/2015 → 06/2019
    Full Time Education
    Bronx, NY
  • 02/2026 → Present
    Charles Schwab & Co., Inc
    Mount Kisco, NY
  • 02/2026 → Present
    Charles Schwab Bank
    Mount Kisco, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-07
  • S66 Uniform Combined State Law Examination
    2026-02-07

View on SEC IAPD

Other Firms

KEY INVESTMENT SERVICES LLC
J.P. MORGAN SECURITIES LLC
INTERSTATE FINANCIAL GROUP, INC.
EDWARD JONES
DSM CAPITAL PARTNERS
OSAIC WEALTH, INC.
CLARITY INVESTMENTS + PLANNING LLC
KESTRA ADVISORY SERVICES, LLC

Other Investors

Michael Paul Montaldo
Allie Lehman
Matthew Aquino
Anthony Joseph Viviano
RICHARD COSSA
JOHN MADISON ROTH
Gary Marzotto
Michael Robert Ceccherelli

Other Offices

CHARLES SCHWAB & CO., INC. · MOUNT KISCO, NY
KEY INVESTMENT SERVICES LLC · MT. KISCO, NY
J.P. MORGAN SECURITIES LLC · Mount Kisco, NY
J.P. MORGAN SECURITIES LLC · MOUNT KISCO, NY
INTERSTATE FINANCIAL GROUP, INC. · MT. KISCO, NY
EDWARD JONES · MT KISCO, NY
DSM CAPITAL PARTNERS · MOUNT KISCO, NY
OSAIC WEALTH, INC. · MOUNT KISCO, NY

More in Mt Kisco, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor