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Terri Nichole Normington

LPl Financial LLC

Madison, WI

Deerfield, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-05-18
  • WI RA
    APPROVED
    Since 2022-05-18

Branch Locations

5910 Mineral Point Road, Madison, WI 53705 • United States

Deerfield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 05/2011 Present
Cuna Brokerage Services, Inc. Waverly IA 05/2011 Present
Lpl Financial Llc Deerfield WI 05/2022 Present
  • 05/2011 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2011 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Deerfield, WI
Previous Registrations
  • 2011-06-03 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Madison, WI
    Union, KY
    Madison, WI
    Deerfield, WI
  • 2010-11-30 → 2011-05-31
    Lpl Financial Llc
    Fort Mill, SC
    Bryan, OH
    Middleton, WI
  • 2010-06-17 → 2010-11-30
    Nrp Advisors, Inc.
    Madison, WI
    Bryan, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-16
S63 Uniform Securities Agent State Law Examination 2009-01-29
  • S65 Uniform Investment Adviser Law Examination
    2010-06-16
  • S63 Uniform Securities Agent State Law Examination
    2009-01-29
Other Names
  • Terri N O'SHasky
  • Terri Nicole Normington
  • Terri Nichole O'SHasky

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
LPL ENTERPRISE, LLC
CLF ASSET MANAGEMENT, INC.
EAGLE STRATEGIES LLC
VALMARK ADVISERS, INC.
GREENPOINT ASSET MANAGEMENT V LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

KRISTY LYNN REED
Gavin Wishart
SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

More in Madison, WI

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