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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-27
  • CO RA
    APPROVED
    Since 2026-04-27

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwood Village CO 01/2026 Present
Logan, Thomas & Johnson Llc Castle Rock CO 11/2023 01/2026
Bethel Church Medford OR 01/2024 06/2024
Tuff Shed Medford OR 01/2023 12/2023
The Home Depot Phoenix OR 01/2022 01/2023
Lee Wybranski Flagstaff AZ 10/2021 01/2022
Northern Arizona University Flagstaff AZ 08/2020 12/2022
Lifetime Fitness Colorado Springs CO 07/2017 06/2021
The Classical Academy Colorado Springs CO 01/2016 07/2017
Kohl&Apos;S Department Stores, Inc. Colorado Springs CO 11/2020 01/2021
Eastern Washington University Cheney WA 02/2025 02/2026
Bank Of America, N.A. Greenwood Village CO 03/2026 Present
  • 01/2026 → Present
    Greenwood Village, CO
  • 11/2023 → 01/2026
    Logan, Thomas & Johnson Llc
    Castle Rock, CO
  • 01/2024 → 06/2024
    Bethel Church
    Medford, OR
  • 01/2023 → 12/2023
    Tuff Shed
    Medford, OR
  • 01/2022 → 01/2023
    The Home Depot
    Phoenix, OR
  • 10/2021 → 01/2022
    Lee Wybranski
    Flagstaff, AZ
  • 08/2020 → 12/2022
    Northern Arizona University
    Flagstaff, AZ
  • 07/2017 → 06/2021
    Lifetime Fitness
    Colorado Springs, CO
  • 01/2016 → 07/2017
    The Classical Academy
    Colorado Springs, CO
  • 11/2020 → 01/2021
    Kohl&Apos;S Department Stores, Inc.
    Colorado Springs, CO
  • 02/2025 → 02/2026
    Eastern Washington University
    Cheney, WA
  • 03/2026 → Present
    Bank Of America, N.A.
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-27
  • S66 Uniform Combined State Law Examination
    2026-04-27
Other Names
  • Tommy Dillon Rauchut
  • Thomas Dillon Rauchut

View on SEC IAPD

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