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300 West Vine Street Suite 2201, Lexington, KY 40507 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
300 West Vine Street Suite 2201, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Lexington, Ky 40507 | KY | 04/2013 | 01/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 04/2013 | 01/2020 |
| Meridian Wealth Management, Llc | Lexington | KY | 01/2020 | 09/2023 |
| Paragon Private Wealth Management | Lexington | KY | 09/2023 | Present |
1. RENTAL PROPERTY; LEXINGTON/KY; OWNER/LANDLORD; START DATE: 05/2017; RENTAL PROPERTY; NON-INVESTMENT RELATED; DEVOTE ABOUT 2 HOURS/MONTH AND 0 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: GENERAL LANDLORD RESPONSIBILITIES 2. K LOCKWOOD LLC; LEXINGTON/KY; MANAGING MEMBER; START DATE: 05/2020; FOR BUSINESS TAX PURPOSES OF INVESTMENT ADVISORY BUSINESS; NON-INVESTMENT RELATED; DEVOTE ABOUT 1 HOURS/MONTH AND ALL ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: KEEPING UP WITH MONTHLY INCOME AND EXPENSES FOR TAX PURPOSES 3. LOCKWOOD HOUSEHOLD, LLC; LEXINGTON/KY; MANAGING MEMBER; START DATE: 10/2021; PAYROLL FOR CHILDCARE; NON-INVESTMENT RELATED; DEVOTE ABOUT 0 HOURS/MONTH AND 0 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: RUNNING PAYROLL FOR CHILDCARE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-21 |
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