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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-12 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farms Country Club | Wallingford | CT | 09/2025 | Present |
| Bertucci's Italian Restaurant | Glastonbury | CT | 09/2022 | 08/2025 |
| Mclain Electric Co. Inc. | Newington | CT | 03/2023 | 04/2024 |
| Highland Park Market | Manchester | CT | 03/2020 | 09/2022 |
| Northeast Power Washing | Marlborough | CT | 07/2021 | 09/2021 |
| Stop & Shop | East Hampton | CT | 06/2019 | 08/2019 |
| Lpl Enterprise Llc | Shelton | CT | 01/2026 | Present |
| Ct State Community College | Manchester | CT | 08/2020 | 12/2020 |
| Lincoln Technical Institute | East Windsor | CT | 10/2021 | 01/2023 |
| Rham High School | Hebron | CT | 08/2016 | 06/2020 |
1. 01/21/2026 - Farms Country Club - Outside/W-2 Employment - Wallingford CT - Not Inv Related - OBA Start Date: 09/07/2025 - 25 Hour(s)/Month - 0 Hour(s) During Trading 2. 01/21/2026 - Craig DellaRocco Jr, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Wallingford CT - Inv Related - OBA Start Date: 01/16/2026 - 160Hour(s)/Month - 160 Hour(s) During Trading 3. 01/21/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Wallingford CT - Inv Related - OBA Start Date: 01/16/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-11 |
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