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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-04-06
NJ RA APPROVED 2026-03-26
  • ME RA
    APPROVED
    Since 2026-04-06
  • NJ RA
    APPROVED
    Since 2026-03-26

Branch Locations

74 Main Street Suite 300, Bucksport, ME 04416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Darling's Auto Group Bangor ME 02/2025 01/2026
Casella Waste Systems Hermon ME 03/2012 02/2025
Lpl Enterprise Llc Bucksport ME 01/2026 Present
  • 02/2025 → 01/2026
    Darling's Auto Group
    Bangor, ME
  • 03/2012 → 02/2025
    Casella Waste Systems
    Hermon, ME
  • 01/2026 → Present
    Bucksport, ME
Other Businesses

1. 1/15/2026 - CODY BRIGGSN/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Milford ME - OBA Start Date: 01/06/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 1/15/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Milford ME - OBA Start Date: 01/06/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-11
  • S66 Uniform Combined State Law Examination
    2026-03-11

View on SEC IAPD

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