Cody Briggs

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2026-04-06
NJ	RA	APPROVED	2026-03-26

ME RA
APPROVED

Since 2026-04-06
NJ RA
APPROVED

Since 2026-03-26

Branch Locations

74 Main Street Suite 300, Bucksport, ME 04416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Darling's Auto Group	Bangor	ME	02/2025	01/2026
Casella Waste Systems	Hermon	ME	03/2012	02/2025
Lpl Enterprise Llc	Bucksport	ME	01/2026	Present

02/2025 → 01/2026

Darling's Auto Group

Bangor, ME
03/2012 → 02/2025

Casella Waste Systems

Hermon, ME
01/2026 → Present

Lpl Enterprise Llc

Bucksport, ME

Other Businesses

1. 1/15/2026 - CODY BRIGGSN/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Milford ME - OBA Start Date: 01/06/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 1/15/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Milford ME - OBA Start Date: 01/06/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-11

S66 Uniform Combined State Law Examination

2026-03-11

View on SEC IAPD

Employer firm

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Other Businesses

Exams

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