Tom Alex Goodman

Current Employers

Employment History

• 01/2015 → 03/2017
  Msi Financial Services, Inc
  Bucksport, ME
• 07/2016 → 12/2025
  Mass Mutual Life Insurance Company
  Bucksport, ME
• 03/2017 → 12/2025
  Mml Investors Services, Llc
  Springfield, MA
• 12/2025 → Present
  Lpl Enterprise Llc
  Bucksport, ME
• 12/2013 → 04/2018
  Baystate Wealth Management
  Overland Park, KS

Previous Registrations

• 2017-03-25 → 2025-12-03
  Mml Investors Services, Llc
  Bucksport, ME
• 2014-01-02 → 2018-04-06
  Mariner
  Overland Park,, KS
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Bucksport, ME
• 2013-12-16 → 2015-01-02
  New England Securities
  Boston, MA
  Bucksport, ME
• 2005-01-18 → 2013-12-18
  Lpl Financial Llc
  Bucksport, ME

Other Businesses

1. 11/20/2025 - acadian oak hoa - Non-Profit Board Member - Sedgwick, ME - Not Inv Related - OBA Start Date:08/26/2023 - 01 Hour(s)/Month - 00 Hour(s) During Trading 2. 11/20/2025 - Tom Goodman, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Sedgwick, ME - Inv Related - OBA Start Date: 09/08/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 11/20/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Sedgwick, ME - Inv Related - OBA Start Date: 09/08/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 4. 11/20/2025 - hagas inc (dba financial solutions) - Business Owner - Bucksport, ME - Not Inv Related - OBA Start Date: 05/01/2003 - 160 Hour(s)/Month - 160 Hour(s) During Trading 5. 11/20/2025 - hammrlock llc - Real Estate Rental - Bucksport, ME - Inv Related - OBA Start Date: 04/01/2017 - 02 Hour(s)/Month - 01 Hour(s) During Trading 6. 11/20/2025 - tom goodman - Real Estate Rental - Bucksport, ME - Inv Related - OBA Start Date: 10/01/2013 - 01 Hour(s)/Month - 00 Hour(s) During Trading 7. 11/20/2025 - Financial Solutions LLC - DBA for LPL Business (entity for LPL business) - Bucksport, ME - Inv Related - OBA Start Date: 04/01/2003 - 160 Hour(s)/Month - 130 Hour(s) During Trading 8. 01/16/2026-The Fullnelson LLC-President-Business Entity For Tax/Investment Purposes Only-Inv related-At Bucksport, ME-Start date 12/12/2025-160hrs/mth-160hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-16
• S63 Uniform Securities Agent State Law Examination
  2000-01-14

Other Names

• Tom Goodman
• Tom A Goodman
• Tom A Goodman