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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-07
PA RA APPROVED 2026-05-05
MO RA APPROVED 2026-04-21
KY RA APPROVED 2026-03-17
NY RA APPROVED 2026-03-17
  • FL RA
    APPROVED
    Since 2026-05-07
  • PA RA
    APPROVED
    Since 2026-05-05
  • MO RA
    APPROVED
    Since 2026-04-21
  • KY RA
    APPROVED
    Since 2026-03-17
  • NY RA
    APPROVED
    Since 2026-03-17

Branch Locations

1029 Monarch Suite 150, Lexington, KY 40513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcclatchy Llc Sacramento CA 09/2018 12/2025
Premier Sotheby's Sanibel FL 03/2017 06/2019
Sunlit Realty Ft. Myers FL 01/2015 03/2017
The O.N. Equity Sales Company Cincinnati OH 02/2026 Present
  • 09/2018 → 12/2025
    Mcclatchy Llc
    Sacramento, CA
  • 03/2017 → 06/2019
    Premier Sotheby's
    Sanibel, FL
  • 01/2015 → 03/2017
    Sunlit Realty
    Ft. Myers, FL
  • 02/2026 → Present
    The O.N. Equity Sales Company
    Cincinnati, OH
Other Businesses

NAME: Insurance Sales and Services NATURE: Life Insurance, Disability, Long Term Care and Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 5-20 START DATE: 3/16/2026

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-20
S65 Uniform Investment Adviser Law Examination 2025-08-19
  • S63 Uniform Securities Agent State Law Examination
    2025-11-20
  • S65 Uniform Investment Adviser Law Examination
    2025-08-19

View on SEC IAPD

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