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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-02-17
  • RI RA
    APPROVED
    Since 2026-02-17

Branch Locations

475 Kilvert Street Suite 135, Warwick, RI 02886 • United States

Providence, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Warwick RI 01/2026 Present
Truchoice Federal Credit Union Portland ME 05/2023 01/2026
Maine College Of Art & Design Academic Studies Portland ME 09/2024 05/2025
Maine College Of Art & Design Office Of Financial Aid Portland ME 02/2023 12/2023
Bromley Market Peru VT 12/2022 01/2024
Hannaford Bros. Co., Llc Portland ME 07/2022 05/2023
Unemployed Portland ME 03/2022 06/2022
Sun Lodge: The Lodge At Bromley Peru VT 12/2021 01/2022
Lazarri Portland ME 09/2021 02/2022
Wise Oak Inc. Londonderry VT 06/2021 09/2021
Londonderry Village Market Londonderry VT 08/2017 08/2021
Unemployed Londonderry VT 01/2016 07/2017
  • 01/2026 → Present
    Warwick, RI
  • 05/2023 → 01/2026
    Truchoice Federal Credit Union
    Portland, ME
  • 09/2024 → 05/2025
    Maine College Of Art & Design Academic Studies
    Portland, ME
  • 02/2023 → 12/2023
    Maine College Of Art & Design Office Of Financial Aid
    Portland, ME
  • 12/2022 → 01/2024
    Bromley Market
    Peru, VT
  • 07/2022 → 05/2023
    Hannaford Bros. Co., Llc
    Portland, ME
  • 03/2022 → 06/2022
    Unemployed
    Portland, ME
  • 12/2021 → 01/2022
    Sun Lodge: The Lodge At Bromley
    Peru, VT
  • 09/2021 → 02/2022
    Lazarri
    Portland, ME
  • 06/2021 → 09/2021
    Wise Oak Inc.
    Londonderry, VT
  • 08/2017 → 08/2021
    Londonderry Village Market
    Londonderry, VT
  • 01/2016 → 07/2017
    Unemployed
    Londonderry, VT
Other Businesses

1. 01/14/2026 - Jaden Kyung-Moon Bauch - Artist/ Musician - Not investment related - Portland ME - OBA start date: 08/23/2021 - 50 Hrs/Mth - 00 Hrs During Trading 2. 01/14/2026 - Jaden Kyung-Moon Bauch - Speaker/ Seminar/ Workshops - Not investment related - Portland ME - OBA start date: 08/26/2024 - 50 Hrs/Mth - 00 Hrs During Trading 3. 01/14/2026 - JADEN Kyung-moon BAUCH N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - investment related - Portland ME - OBA start date: 01/14/2026 - 160 Hrs/Mth - 160 Hrs During Trading 4. 01/14/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - investment related - Portland ME - OBA start date: 01/14/2026 - 160 Hrs/Mth - 160 Hrs During Trading 5. 03/23/2026-The Financial Palette-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/20/2026-80hrs/mth-20hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-13
S65 Uniform Investment Adviser Law Examination 2024-07-08
  • S63 Uniform Securities Agent State Law Examination
    2026-02-13
  • S65 Uniform Investment Adviser Law Examination
    2024-07-08

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